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Ending Impunity for Gender Crimes under
the International Criminal Court
Barbara Bedont, Assistant Coordinator, Democracy and Justice Program,
International Centre for Human Rights and Democratic Development
and Katherine Hall Martinez, Deputy Director, International Program,
Center for Reproductive Rights
The Brown Journal of World Affairs, Vol. VI, Issue 1: 65-85.
1999
[T]hey brought her fourteen-year-old son and forced him to rape
her. . . . On [another] occasion, I was raped with a gun by one
of the three men. . . in the room. . . . Others stood watching.
Some spat on us. They were raping me, the mother and her daughter
at the same time. Sometimes you had to accept ten men, sometimes
three. . . . I felt I wanted to die. . . . The Serbs said to us,
"Why aren't you pregnant?". . . . I think they wanted
to know who was pregnant in case anyone was hiding it. They wanted
women to have children to stigmatize us forever. The child is a
reminder of what happened. - Anonymous, Bosnia
Introduction
For millennia, women and girls have suffered rape, sexual slavery,
forced pregnancy and other brutal forms of sexual and gender violence
during armed conflict. Like other forms of war related brutality,
such violence is often sanctioned, tolerated or ordered by military,
paramilitary or other governmental actors. Although the international
community has made some strides in outlawing and punishing atrocities
committed during armed conflict through the development of international
humanitarian law, gender-based violence has been consistently marginalized
or dismissed as a natural consequence of war.
The international community's conclusion of a treaty in July 1998
to create a permanent International Criminal Court (the ICC or the
Court) to investigate and punish genocide, crimes against humanity
and war crimes in circumstances in which national authorities fail
to do so was indeed an important step forward for humankind. Women's
rights activists viewed the negotiations for the ICC as an historic
opportunity to address the failures of earlier international treaties
and tribunals to properly delineate, investigate, and prosecute
wartime violence against women. Building on their successes in drawing
attention to atrocities suffered by women in recent conflicts in
Bosnia and Rwanda, women's rights advocates ensured that history
did not pass women by yet again. The recognition that rape and other
forms of sexual violence are among the most serious crimes under
international humanitarian law was one of many historic accomplishments
of the July 1998 United Nations Diplomatic Conference of Plenipotentiaries
that negotiated the Rome Statute of the International Criminal Court
(Rome Statute). The Rome Statute's gender provisions are an encouraging
example of how the development of the international women's rights
movement is positively impacting international human rights and
humanitarian law despite the strong influence of conservative political
forces.
Part I of this article will provide background on the negotiating
context with respect to gender issues and the effort of the international
women's human rights movement to influence the Rome Statute. In
the succeeding three parts, the article will summarize the provisions
adopted under three broad categories of issues covered by the Rome
Statute that will affect the Court's ability to carry out justice
for women. In each of these parts, we include some discussion of
the prior treatment of these issues under international law, as
well as the background and politics surrounding the adoption of
these provisions. In Part II, the article will summarize the Rome
Statute's codification of various acts constituting sexual and gender
violence as the most serious crimes under international humanitarian
law. Part III will examine the structural provisions ensuring that
women participate in all levels of the ICC's operations and requiring
that among the ICC's staff there be adequate expertise for dealing
with sexual and gender violence. Part IV summarizes those provisions
that will aid in safeguarding the rights of victims of sexual and
gender violence, including those guaranteeing gender sensitive methodologies
during investigation and trial, as well as adequate protection of
victims and witnesses.
I. THE NEGOTIATIONS ON GENDER ISSUES
During the early stages of the drafting of the Rome Statute, it
became apparent that both governments and mainstream human rights
groups were paying little attention to gender issues. Cognizant
of this, a group of women's human rights activists began lobbying
government delegations at the February 1997 Preparatory Committee
(PrepCom) meeting. These activists subsequently founded the Women's
Caucus for Gender Justice in the ICC2 with the objective of ensuring
a gender perspective throughout the Statute. The Women's Caucus
rapidly expanded its base of support to include, by the time of
the Rome Diplomatic Conference, approximately two hundred women's
organizations from all regions of the world. Women's Caucus members
were active lobbying in their countries' capitals and participating
in the PrepComs and the Rome Diplomatic Conference.
In many ways, it was an opportune time to lobby for an "engendered"
statute for an international criminal tribunal. The achievements
of the women's rights movement at the World Conference on Human
Rights, held in Vienna in 1993 (the Vienna Conference), the Fourth
World Conference on Women, held in Beijing in 1995 (the Beijing
Conference), as well as other fora, gave the Women's Caucus authority
for many of its proposals. At the Vienna Conference, governments
condemned gender-based violence and violence against women in war
situations and called on governments to integrate women's rights
into the mainstream of the UN system.3 The Beijing Platform for
Action committed governments to "integrat[ing] a gender perspective
in the resolution of armed or other conflicts and foreign occupation."At
the same time, the recent conflicts in the former Yugoslavia and
Rwanda, and the publicized mass rapes committed during those conflicts,
shocked the conscience of the world and spurred the creation of
the two Ad Hoc Tribunals. The issue of sexual violence in war had
therefore received much attention by the time of the Rome Diplomatic
Conference.
As a result, the majority of states at the Rome Diplomatic Conference
supported the integration of gender provisions in the statute.The
Women's Caucus, nonetheless, had to contend with a well-organized
opposition, intent on undermining the Court's ability to appropriately
address sexual and gender crimes. This opposition consisted of an
alliance between some anti-choice groups, mostly from the U.S. and
Canada, and a few delegations representing states where religion
is used to justify discriminatory treatment of women. These delegations
included the Vatican, and countries that followed its lead on certain
issues, along with a core group of Islamic states. These delegations
considered the proposals of the Women's Caucus for Gender Justice
as a threat to their religious beliefs. Although the Caucus' agenda
was supported by a broad majority of delegations, only a few states
were willing to fight for it against the impassioned minority opposition.
Furthermore, the states which were consistently willing to take
a lead on gender issues, such as Canada, Australia, New Zealand,
and Samoa, 6 found themselves on the defensive because of procedural
obstacles in the negotiations. Namely, the Rome Treaty Conference
was committed to working through the statute's provisions by consensus.
This allowed the hostile states to obstruct the efforts to address
gender crimes within the Rome Statute by refusing to accept wording
favored by the majority, thereby forcing many provisions to be watered
down.
This group of opponents focused on two fronts of attack. Firstly,
as will be discussed in more detail below, the hostile states were
intent on undermining the inclusion of the crime of "forced
pregnancy" due to misleading linkages to the issue of the legalization
of abortion. Secondly, the hostile states opposed the use of the
term "gender" anywhere in the statute. The Women's Caucus
pushed for the term "gender" as opposed to "sex"
because the latter is restricted to the biological differences between
men and women, whereas gender includes differences between men and
women because of their socially constructed roles. Similarly, "gender
crimes" is preferable to "sexual violence" because
it includes crimes which are targeted at men or women because of
their gender roles which may or may not have a sexual element. Some
Arab states objected to the term "gender," claiming the
term may be understood to include sexual orientation. However, their
position on this issue also served as their justification for obstructing
many provisions throughout the statute that promoted women's rights.
The dispute regarding the terminology threatened the inclusion of
certain gender crimes, of a non-discrimination clause, and of special
protective measures under the procedural provisions.
The negotiations regarding the definition of gender therefore became
central to many other gender issues. A definition of gender from
the Report of the Secretary General to the Beijing Platform for
Action was circulated among those delegates negotiating this issue.
The Secretary General's definition acknowledged that the roles played
by men and women are contingent on the social and economic context
and can vary accordingly. Annex IV to the Beijing Platform for Action
was also circulated to the delegates which stated that for the purposes
of that document, the word "gender" was intended to be
interpreted as it was in ordinary, generally accepted usage.9 Based
in part on these documents, the following provision was negotiated:
"it is understood that the term 'gender' refers to the two
sexes, male and female, within the context of society. The term
'gender' does not indicate any meaning different from the above."
As a result of this negotiated definition, the terms "gender"
and "gender crimes" were utilized in many provisions of
the Rome Statute instead of the narrower terms "sex" and
"sexual violence." This was a significant victory, firstly,
because it continued the well-established practice of using this
broader concept in international instruments. The definition refers
to "context of society," and therefore, includes the sociological
differences between men and women. The second sentence, while somewhat
tautological, suggests that the concept cannot be expanded beyond
its current understanding as set out in the first sentence. The
definition's acceptance was important because it cleared the way
for many other provisions, among them a Women's Caucus proposed
non-discrimination provision.
The non-discrimination provision which was ultimately adopted states
that the application and interpretation of the law by the ICC must
be consistent with internationally recognized human rights, and
be without adverse distinction founded on gender, age, race, colour,
language, religion or belief, political or other opinion, national,
ethnic or social origin, wealth, birth or other status. This clause
was essential to ensure that prosecutors, investigators, registrars,
and chambers of the Court fairly treat individuals involved in the
ICC process. The non-discriminatory clause will benefit both males
and females, victims and accused alike. The states hostile to gender
issues threatened to remove the clause completely because it included
gender. It was sadly ironic that a group of Catholic and Islamic
delegations, in their zeal to marginalize gender issues, would endanger
a clause that would also protect individuals from religious discrimination.
The fact that such an important clause was threatened over the disagreement
on gender demonstrates how those states were more concerned with
opposing gender provisions than protecting other basic rights. Fortunately,
the compromise reached on the definition of gender saved this provision.
In general, the negotiations regarding the gender provisions illustrate
the continuous struggle faced by those seeking to advance women's
rights. The Women's Caucus often found itself fighting to retain
concepts that had been well accepted in other international instruments,
including the Vienna Conference's Programme of Action and the Beijing
Conference's Platform for Action. However, unlike those non-binding
human rights instruments, the Rome Statute is a treaty that creates
a permanent judicial body empowered to determine individual criminal
responsibility. As will be seen in the next sections describing
the negotiations on separate issues, when it came time for states
to fulfill their obligations under previous instruments, many states
wavered in the face of opposition from states hostile to women's
equality. Few, if any, government delegations would have been willing
to expend the political capital needed to secure the provisions
described herein without the persistent lobbying efforts of the
Women's Caucus. Indeed, even the few willing to do so would not
have been successful without the pressure exerted by Women's Caucus
members on governments in every region of the world. In this way,
the Women's Caucus proved to be an essential catalyst in ensuring
the integration of a gender perspective throughout the Rome Statute.
II. THE GENDER CRIMES IN THE ROME STATUTE
The most significant provisions of the Rome Statute regarding women's
rights are contained in the definitional sections of the statute.
The definitional sections in Part II of the statute define the crimes
that will come within the jurisdiction of the Court. The impunity
long enjoyed by perpetrators of gender crimes was perpetuated by
the inadequate treatment of these crimes under prior legal instruments.
Thus, the recognition of these crimes under Part II was key to ending
this impunity for gender crimes.
The Rome Statute. Articles 7 and 8 in the Rome Statute defining
war crimes and crimes against humanity, respectively, include a
subparagraph listing a broad spectrum of gender-specific crimes.
The enumerated crimes are: rape, sexual slavery, enforced prostitution,
forced pregnancy, enforced sterilization and any other form of sexual
violence also constituting a grave breach/serious violation of the
Geneva Conventions (regarding war crimes) or other forms of sexual
violence of comparable gravity (regarding crimes against humanity).
This list of sexual violence crimes is included under the definition
of war crimes for both international and non-international armed
conflict. In addition to this list, two other gender-specific crimes
have been enumerated under crimes against humanity. The first is
the crime of persecution against any identifiable group or collectivity
on various grounds, including gender. Secondly, the crime of "enslavement"
is defined as the exercise of any power attaching to the right of
ownership over a person, including in the course of trafficking
in persons, in particular women and children.
The Significance of the Gender Crimes Provisions. The provisions
on gender crimes under the definitional sections of the Rome Statute
are a historic development under international law. Previous international
humanitarian law treaties failed to properly address sexual and
gender violence. Neither the Hague Conventions respecting the Laws
and Customs of War nor the Nuremberg Charter contained in the Agreement
for the Prosecution and Punishment of Major War Criminals after
World War II included any mention of sexual violence. Control Council
Law No. 10 on the Punishment of Persons Guilty of War Crimes and
Crimes against Humanity for Germany included rape as a crime against
humanity though not as a war crime. This was significant because
the definition of crimes against humanity requires that the acts
in question be either widespread or systematic. The ways in which
sexual violence is committed during war makes it difficult to prove
these conditions. Sexual violence crimes form part of the culture
of war and are often committed on a sporadic basis. War crimes,
in contrast, do not require any proof of systematic planning and
therefore have a lower threshold of proof that is more appropriate
for sexual assault cases.
Another troubling issue has been the underrecognition of sexual
violence crimes as constituting "grave breaches" of the
1949 Geneva Conventions on the laws of war. Grave breach crimes
are those crimes that are so horrible that their commission is deemed
a concern to the international community as a whole. Sexual violence
crimes are not included in the articles enumerating grave breaches
under the 1949 Geneva Conventions (nor under article 3 common to
all of the Geneva Conventions, which lays out minimum protections
during the course of armed conflict). Instead, article 27 of the
Fourth Geneva Convention states that women shall be protected against
"any attack on their honor, in particular, rape, enforced prostitution,
or any form of sexual assault." This characterization of sexual
violence as an attack against a woman's honor was based on the stereotype
that a woman is shamed by being the victim of rape and denies the
great physical and emotional harm suffered as a result of sexual
violence crimes. The 1977 Additional Protocols to the Geneva Conventions
continued this practice of subsuming these crimes under categories
dealing with honor and dignity. The Protocols include rape, (en)forced
prostitution, and any form of indecent assault but connect them
to respect for women or "outrages upon personal dignity, in
particular, humiliating and degrading treatment."
This inadequate treatment in prior instruments was duplicated in
the statutes of the two Ad Hoc Tribunals which were set up for the
prosecution of persons responsible for serious violations of international
humanitarian law in the former Yugoslavia and Rwanda (the ICTY and
the ICTR, respectively). The statutes of the two Ad Hoc Tribunals
included the crime of rape as a crime against humanity, but omitted
it from the other categories of crimes. Once again, rape was included
neither as a grave breach of the Geneva Conventions, nor as a violation
of the laws or customs of war. Nor were sexual violence crimes other
than rape enumerated.
The lack of explicit mention of sexual violence crimes as grave
breaches failed to give due recognition to the seriousness of the
crimes. This treatment was discriminatory since it treated with
less seriousness violence which occurs mostly to women in relation
to violence which occurs to both men and women. The prohibition
against adverse discrimination in international law therefore necessitated
the separate enumeration of gender crimes under international humanitarian
law. 24 Moreover, the inferior treatment of gender crimes perpetuated
their underinvestigation and underprosecution. For example, in the
tribunals established after the Second World War to prosecute German
and Japanese war criminals, gender crimes were not pursued with
the same degree of diligence as other crimes. Rape was included
in the indictments of some of the individuals tried by the Tokyo
Tribunal but not in any of the indictments of the Nuremberg Tribunal.
As another example, despite the overwhelming evidence of mass rapes
during the 1994 genocide in Rwanda, the ICTR did not include any
charges of rape in its indictments until 1997 after concerted pressure
from civil society.
The fact that sexual violence crimes had not been explicitly listed
as grave breaches under the Geneva Conventions or included as such
under the ICTY and ICTR Statutes was problematic, though not determinative
of their status under international law. International legal experts
and courts increasingly came to recognize that these crimes are
in fact grave breaches because the acts involved also constitute
elements in the definition of other crimes listed as grave breaches.
For example, rape may constitute torture, inhuman treatment, willful
killing, willfully causing great suffering or serious injury to
body or health, enslavement, and other crimes depending on the facts
of the case. Following this line of thinking, the general practice
of the Prosecutor at the ICTY and more recently at the ICTR has
been to charge the crime of rape both as rape and as a constituent
act of another crime under the statute. The Women's Caucus was able
to draw upon these developments to push for codification of this
treatment in the Rome Statute.
The Rome Statute represents a significant step to overcoming the
discriminatory and inadequate treatment of sexual violence crimes
under international law. The Rome Statute includes gender crimes
as both war crimes and as crimes against humanity. Under the war
crimes section, the language makes it clear that the enumerated
crimes are crimes of the gravest nature. The trailer "or any
other form of sexual violence also constituting a grave breach of
the Geneva Conventions" which follows the enumerated sexual
violence crimes under article 8(2)(b)(xxii) signals that the enumerated
crimes (rape, sexual slavery, etc.) are themselves grave breaches
of the Geneva Conventions. It is also a signal that acts of sexual
violence can be charged as sexual violence crimes or as the other
grave breaches crimes listed in article 8(2)(a) such as murder,
torture, mutilation, enslavement, etc. This characterization of
sexual violence crimes is therefore important to the ICC's capacity
to indict sexual violence crimes in multiple ways.
Moreover, the Rome Statute recognizes a spectrum of gender crimes
in addition to rape. It was important to separately identify other
sexual and gender crimes in order to recognize the distinct characteristics
of the different crimes. This serves to acknowledge the aggravating
harm caused to the victim. For this reason, the Women's Caucus fought
to separately identify certain crimes, such as forced pregnancy,
sexual slavery, and gender-based persecution.
The Rome Statute includes the crime of forced pregnancy defined
as "the unlawful confinement, of a woman forcibly made pregnant,
with the intent of affecting the ethnic composition of any population
or carrying out other grave violations of international law. This
definition shall not in any way be interpreted as affecting national
laws relating to pregnancy." The Rome Statute is the first
international treaty specifically listing the crime of forced pregnancy.
Forced pregnancy is not found in the Geneva Conventions or the statutes
of the two Ad Hoc Tribunals. However, the crime has been recognized
as a fundamental humanitarian and human rights violation in the
Vienna Conference's Programme of Action, the Beijing Conference's
Platform for Action and by the UN Commission on Human Rights.
The Rome Statute also codified for the first time the crime of sexual
slavery. The Women's Caucus lobbied to have sexual slavery listed
in addition to enslavement and enforced prostitution in order to
recognize the particular elements of sexual slavery. The term sexual
slavery is preferable to enslavement and enforced prostitution because
it includes the sexual aspect of the crime of slavery, while also
highlighting the coercive element involved where women are forced
to provide sexual services. At the same time, the crime of "enforced
prostitution" was retained in the Rome Statute to capture those
situations that lack slavery-like conditions. The Rome Statute also
established a new definition for enslavement. The definition of
enslavement in the Rome Statute draws from prior definitions of
slavery, with the important addition of trafficking in persons,
in particular women and children. As a result, the crime of trafficking
in persons has been brought within the jurisdiction of the Court.
Finally, the ground of gender was added to the crime of persecution
under the crimes against humanity section. Gender-based persecution,
such as the sexual apartheid regime in Afghanistan, involves the
intentional and severe deprivation of fundamental rights by reason
of the victim's gender. Prior formulations of the crime of persecution
named only political, racial or religious grounds, but not gender.
This suggested that gender-based persecution was less important
or less prevalent than persecution on the other enumerated grounds.
The inclusion of the ground of gender in the Rome Statute was an
important step to ensuring that gender-based persecution would receive
greater attention.
The ICC Negotiations.
The first few drafts of the Rome Statute replicated the defects
in the traditional treatment of sexual violence crimes under international
law. Specifically, the ICC draft statutes in 1996 continued to link
rape to outrages upon personal dignity under war crimes, ignored
crimes other than rape, and failed to recognize them as grave breaches
of the laws and customs of war. The December 1997 PrepCom was the
first opportunity to correct these problems and in particular to
delink sexual violence crimes from outrages upon personal dignity
under war crimes. Because of Women's Caucus lobbying prior to and
during that PrepCom, the draft statute was changed to create a separate
category for rape, sexual slavery, enforced prostitution, enforced
pregnancy, enforced sterilization, and any other form of sexual
violence. This separate category was included in the draft unbracketed,
meaning that there was consensus among the delegates to include
the separate category. The sole dissenting voice was the Vatican,
which argued that forced pregnancy should be replaced with "forcible
impregnation." The candidates disregarded this suggestion and
the separate category for gender crimes under war crimes was established.
The issue of forced pregnancy was resurrected in Rome and became
the most contentious issue of all the gender provisions. In the
aftermath of the rape and detention of Bosnian women by soldiers
to force them to bear Serb babies, the Women's Caucus believed that
it was important to explicitly recognize this crime. This crime
inflicts incomparable harm on the victims by occupying a woman's
body and forcing her to bear her rapist's child. A group of anti-choice
organizations seized this issue to promote their agenda, falsely
arguing that including this crime in the statute would in itself
support the right to abortion. This group found sympathetic ears
among a few delegations such as the Vatican and Ireland, which worried
that their policy prohibiting all abortions might come within the
scope of the crime of forced pregnancy. The intention of those who
wanted the crime in the statute was not to criminalize the denial
of abortion services (what is considered an omission under criminal
law). Rather, the crime of forced pregnancy was meant to criminalize
the acts of making and keeping a woman pregnant (a commission under
criminal law). For this reason, negotiations were conducted to arrive
at a definition of forced pregnancy clarifying the scope of the
crime. While the Vatican initially conducted negotiations with Women's
Caucus members, it eventually refused to do so, claiming that it
would only negotiate with states. This was a deliberate strategy
to undercut efforts to appropriately integrate a gender perspective
by dealing only with government delegation where women are underrepresented.
A few key delegates from Australia, New Zealand, Bosnia-Herzegovina,
Canada, and the US continued negotiations with the Vatican and Ireland
in order to keep forced pregnancy in the statute.
The Holy See tried to restrict the definition to acts committed
for the purpose of ethnic cleansing. These proposals were resisted
because it would have excluded many other forms of the crime. For
example, during the Second World War, Jewish women were forcibly
made pregnant so that they and their fetuses could be used for medical
experiments. Only on the second to last day of the conference did
the parties finally agree to a definition which includes "carrying
out other grave violations of international law" as an alternative
purpose for the crime's commission.
While some negotiating took place on the other gender crimes, such
as enslavement and gender-based prosecution, none of them was the
subject of such intense opposition as forced pregnancy. It is indeed
important to note that there was no serious opposition to including
the other gender crimes, nor to the way they were characterized
under the war crimes and crimes against humanity sections. While
the opposition to forced pregnancy and the term "gender"
was a sobering reminder of the unrelenting hostility of some states
to women's rights, it must not cloud our recognition of the significant
support for criminalizing acts of sexual violence among both governmental
and non-governmental participants of the Rome Diplomatic Conference.
III. INSTITUTING STRUCTURAL MECHANISMS TO ENSURE GENDER BALANCE
AND EXPERTISE
As women have increasingly begun to acquire political power, the
international community has acknowledged that their participation
in international criminal fora is fundamental, both because it values
gender equity as a goal in itself and because women are frequently
more motivated than their male counterparts to ensure that gender-based
crimes such as rape are investigated and punished. An important
achievement of the Women's Caucus during the negotiations was ensuring
that the composition of the Court would include women in all of
its organs and that women and men with specific expertise in dealing
with sexual and gender violence would be included on the Court's
staff at all levels.
The Rome Statute.
The Rome Statute requires that "fair representation of female
and male judges" be "take[n] into account" in the
selection process, as well as fair representation of females and
males in the selection of staff in all other organs of the Court.
46 It also mandates that the selection of judges and other staff
"take into account the need to include" persons "with
legal expertise on. . . violence against women or children."
47 Moreover, the Prosecutor is required to "appoint advisers
with legal expertise on specific issues, including... sexual and
gender violence." 48 Part 4 also provides for the creation
of a Victim and Witness Unit within the ICC's Registry to "provide,
in consultation with the Office of the Prosecutor, protective measures
and security arrangements, counseling and other appropriate assistance
for witnesses, victims... and others who are at risk on account
of [their] testimony." The unit must "include staff with
expertise in trauma, including trauma related to crimes of sexual
violence."
Recent Experience Confirming the Need for Gender Balance and Expertise.
Although these principles of female representation and gender expertise
had never before been incorporated explicitly in a treaty forming
an international body, the precedents for the adoption of these
principles were clear. Building on the Vienna Conference, 50 the
Beijing Conference urged governments and intergovernmental organizations
to "aim for gender balance when nominating or promoting candidates
for judicial and other positions in all relevant international bodies,
such as the [ICTY], the [ICTR] and the International Court of Justice,
as well as other bodies related to peaceful settlement of disputes."
The U.N. General Assembly has echoed these words in its call to
all member states to "commit themselves to gender balance"
by "creating special mechanisms," including "by presenting
and promoting more women candidates" within both national and
international bodies and institutions.
The ICTY and ICTR are case studies on why it is so crucial to include
women as well as men with appropriate expertise in international
bodies charged with investigating war and conflict situations. The
gradual shift toward taking rape and other sexual crimes seriously
and investigating them zealously can be traced to the participation
of women in the ICTY and ICTR as investigators, researchers, judges,
legal advisors, and prosecutors. 53 In 1993, two of the eleven judges
elected by the General Assembly to serve on the ICTY were women
- an unprecedented - if still grossly inadequate - step. The two
women elected were the only women on the list of 23 candidates.
Only after heated political negotiations was a woman from Costa
Rica, Elizabeth Odio-Benito, elected over far less qualified male
candidates from Latin America.
Indeed, Judge Navi Pillay, the only woman judge on the ICTR, was
instrumental in questioning witnesses in the Akayesu case and evoking
testimony of gross sexual violence, resulting in additional charges
being added to the indictment. The sexual violence charged in the
amended indictment eventually led to the defendant's conviction
for genocide due to those acts, the first time an international
tribunal has found that rape and sexual violence can constitute
genocide. Judge Pillay observed recently: "Who interprets the
law is at least as important as who makes the law, if not more so....
I cannot stress how critical I consider it to be that women are
represented and a gender perspective integrated at all levels of
the investigation, prosecution, defense, witness protection and
judiciary."
The tribunals are also two of the first examples of the international
community applying other key principles articulated in fora such
as the Beijing Conference. In 1995, Chief Prosecutor Richard Goldstone
instituted the position of Legal Advisor for Gender-Related Crimes
(the Gender Legal Advisor). The Gender Legal Advisor has been instrumental
in ensuring the investigation and prosecution of sexual violence
crimes despite the legal difficulties in doing so given their inadequate
enumeration in the ICTY and ICTR Statutes.
ICC Negotiations. The International Law Commission's 1994 draft
of the Rome Statute included provisions requiring judges and staff
with expertise in criminal law and international law; 60 however,
it did not take account of the U.N.'s consensus that the inclusion
of women is fundamental in forming new international bodies nor
did it focus on the need for gender expertise. In 1996, a proposal
of the United States and a joint proposal from Denmark, Finland,
Malawi, New Zealand, Norway, and Sweden, proposed adding concepts
of gender balance to the criteria for the selection of judges. During
the March 1998 Preparatory Committee when the provisions related
to composition and administration were debated in detail, the Women's
Caucus proposed language to ensure that judges and other ICC staff
included individuals with expertise in gender analysis. 62 The draft
that emerged from the March PrepCom included bracketed language
referring to "gender balance" and "expertise on issues
related to sexual and gender violence."
At the Rome Treaty Conference, the Women's Caucus faced a struggle
to ensure the retention of this language. Middle Eastern delegations,
particularly Egypt, Iran, Oman, Syria, and United Arab Emirates,
vehemently opposed the inclusion of gender balance and expertise
on sexual and gender violence. Delegations fighting to include these
concepts had to accept compromise language that replaced "gender
balance" with "fair representation of men and women."
64 The failure to use the term "balance," well-accepted
in many U.N. documents, was a disappointing signal of continued
resistance to women's equality in international institutions. However,
the compromise language may have little practical impact, provided
states take seriously the obligation to nominate and elect women
judges, prosecutors and high-level staff. In addition, "expertise
on issues related to sexual and gender violence, violence against
children and other matters" was replaced with "legal expertise
on specific issues, including, but not limited to, violence against
women or children." 65 The loss of the language proposed by
the Women's Caucus specifying sexual and gender violence ironically
excludes men, who also are victims of sexual violence during wartime,
but is still revolutionary for requiring the expertise it does.
IV. SAFEGUARDING THE RIGHTS OF VICTIMS OF SEXUAL AND GENDER VIOLENCE
In every legal system of the world, the investigation and prosecution
of sexual and gender violence has been undermined by discriminatory
and patriarchal procedural and evidentiary rules as well as law
enforcement attitudes and practices. Underlying these rules and
practices is the prevailing cultural view that while it is correct
for society to formally outlaw rape and other crimes, governmental
enforcement of these legal prohibitions threatens the prevailing
male-dominated social order and the "private" or domestic
sphere of relations between men and women. 66 This attitude has
pervaded the international arena as well, 67 and accounts for much
of the reason international crimes of violence against women have
gone unsanctioned.
The Rome Statute. The Rome Statute is revolutionary because it codifies
a mandate for the Court to adopt specific investigative, procedural,
and evidentiary mechanisms that are essential to ensure gender justice.
The Women's Caucus was able to lobby successfully for inclusion
of these provisions using precedents from the rules and decisions
of the ICTY and ICTR, as well as recent reforms made in some domestic
legal systems. More procedural and evidentiary safeguards related
to sexual violence must still be drafted and finalized when the
Court's Rules of Procedure and Evidence (the "Rules")
are negotiated by ICC signatories at upcoming Preparatory Committee
meetings scheduled for 1999. 68 However, the Rome Statute lays the
necessary foundations in various provisions.
Article 68 of Part 6 concerns the protection of victims and witnesses
and their participation in proceedings. The Court is required to
take appropriate measures, including conducting proceedings in camera
or allowing the presentation of evidence by electronic means, to
protect the safety, physical and psychological well-being, dignity
and privacy of victims and witnesses, taking into account such factors
as age, gender, health, and the nature of the crime, particularly
where the crime involves sexual or gender violence. The same provision
permits the views and concerns of victims to be presented and considered
at appropriate stages of the proceedings.
The protections in Article 68 are echoed in other provisions. Part
5 of the statute, concerning investigation and prosecution, requires
the Prosecutor to "take appropriate measures to ensure the
effective investigation and prosecution of crimes," and to
"respect the interests and personal circumstances of victims
and witnesses, including age, gender. . . and health, and take into
account the nature of the crimes, in particular where it involves
sexual violence, gender violence or violence against children."
Similarly, in Part 6, concerning the trial, the Trial Chamber is
required to ensure that the trial is conducted showing "due
regard for the protection of victims and witnesses." The same
provision also requires the Trial Chamber prior to and during trial
to "[p]rovide for the protection of confidential information"
and "the protection of the accused, witnesses and victims."
Article 69 of Part 6, concerning evidence, provides that the Court
"may rule on the relevance or admissibility of evidence, taking
into account. . . the probative value of the evidence and any prejudice
that such evidence may cause. . . to a fair evaluation of the testimony
of a witness." Finally, the statute includes a provision that
is fundamental to the Court's ability to ensure concrete justice
to victims. It enables the Court to award reparations to, or in
respect of, victims, including restitution, compensation and rehabilitation,
upon request or on its own motion.
Precedents for the Inclusion of a Gender Perspective in the Court's
Workings. Only in the past few decades have some domestic legal
systems begun to enact procedural and evidentiary reforms to ensure
that charges of rape, sexual violence and domestic violence are
appropriately treated by law enforcement and judicial officials
in order to encourage victims to come forward and to better ensure
successful prosecution. Following extensive lobbying from women's
rights organizations supported by the two female judges on the ICTY,
77 the judges of the ICTY and ICTR adopted important rules of procedure
and evidence to protect and counsel victims of sexual crimes and
to ensure proper handling of sexual crimes during trial.78 As noted
by Gender Legal Advisor Patricia Viseur Sellers, "the Rules
[of Procedure and Evidence of the ICTY] offer the strongest evidence
of the [ICTY's] specific intent to investigate, prosecute, and adjudicate
sexual assaults." For example, Rule 96, related to evidence
in sexual assault cases, and its counterpart in the ICTR are revolutionary
in their approach to evidence of rape and other sexual crimes. 80
Rule 96 provides that no corroboration of the victim's testimony
is required, that consent shall not be allowed as a defense except
in limited circumstances, and that no prior sexual conduct of the
victim may be introduced.
ICC Negotiations. As was the case with every provision related to
sexual and gender violence, there was staunch opposition from some
delegations, particularly Arab states, regarding special measures
of protection for sexual and gender violence. Delegates from these
states questioned the need to "single out" sexual and
gender violence for any form of special protection over other crimes.
Using arguments put forth by the Women's Caucus, a large number
of other states countered that it was entirely appropriate to include
such protections. They argued that the long history of inadequate
treatment of sexual and gender violence committed during armed conflict,
as well as the initial failures to properly investigate and prosecute
such violence in the former Yugoslavia and Rwanda, demonstrated
how essential special measures are. These provisions were also embroiled
in the larger debate about the use of the term "gender,"
as discussed in Section I above. In the end, the vast majority of
delegations understood the need to explicitly include mechanisms
to ensure that investigations and trials involving sexual and gender
crimes are appropriately handled and such mechanisms were included
in the Statute.
Toward the end of the negotiations and in connection with Article
68 (protection of victims and witnesses and their participation
in the proceedings), some Arab states staged a culturally revealing
exercise in semantics whose purpose seemed to be to require the
Court to hold proceedings in camera or allow the presentation of
evidence by electronic or other means in cases involving sexual
violence or children. Such an extreme exception to the requirement
of public hearings on grounds of "public morality" was
rightly rejected by other delegations, though a presumption favoring
such non-public hearings was retained. 82 While a strong provision
favoring closed hearings for victims of sexual violence at their
request is essential to counteract the continuing culturally induced
feelings of humiliation and guilt that often cause such victims
to refuse to testify, the effort of the Middle Eastern states was
aimed at keeping the "taboo" issue of sexual violence
"under wraps." Thus, a blanket secrecy requirement would
not only undermine the rights of the accused in some cases, but
would perpetuate the negative stereotypes associated with these
crimes, undermining society's ongoing effort to punish those who
merit punishment - the perpetrators - and remove the veil of shamefulness
from the victim. In some cases, a victim may prefer to testify publicly,
exposing the horror of what she suffered as a step forward in her
own healing process.
Conclusion
The integration of gender concerns into the Rome Statute is a concrete
indication of how far the international women's human rights movement
has come. The inclusion of the specific provisions discussed herein
reflects a mainstreaming of women's rights into the normative structures
of international humanitarian law, a body of law that had previously
marginalized women's rights. In the years leading up to the Rome
Treaty Conference, the political will to address the heinous crimes
perpetrated against women during armed conflict had begun to build
among the great majority of nations. The Women's Caucus was able
to exert pressure through its members' presence as NGO observers
during the treaty negotiations as well as through national-level
supporters lobbying government officials at home. Yet the fierce
opposition by a few government and NGO delegations in Rome to the
Women's Caucus agenda - in the face of countless recent and historical
examples of women being systematically subjected to rape, forced
pregnancy and other forms of atrocious gender violence during wartime
- suggests that future progress for gender justice should not be
taken for granted.
No treaty or court judgment can remedy the suffering of wartime
victims of rape, forced pregnancy, and other sexual violence, nor
undo society's gender constructs that so cruelly multiply their
suffering to include shame and guilt. Yet the codification of a
mandate to end impunity for these acts is a significant step in
the right direction. It was high time that such crimes cease to
be regarded as "inevitable by-products" of war and receive
the serious attention that they deserve.
As just two of the many supporters of the Women's Caucus, the authors
would like to recognize all of the women and men around the world
that contributed to the success of the Women's Caucus, including
the government delegates who supported the goal of gender justice.
We thank Alison-Maria Bartolone for her assistance with this article.
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